FINA 317 - Securities Regulations and Licensing

3 Hour(s) Credit
Helps to pass the General Securities Registered Representative Exam (Series 7). Topics currently covered by the Series 7 exam include, but are not limited to, corporate, equity/fixed-income securities, local/state/federal government securities, derivative securities and investment company products. Course is not affiliated with FINRA, the Series 7 exam provider, and does not exempt students from the examination eligibility requirements.
Three hours per week.
Major Prerequisites Admission to the professional program.
Non-Major Prerequisites Junior standing.